SEC Form 4 · accession 0001634760-16-000003
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Jefferson Clark-Bolt
Officer — EVP of HR
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | A | 7,645 | $0.00 | A | 13,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.81 | Jan 4, 2016 | A | 62,436 | A | — | Jan 4, 2023 | Common Stock | 62,436 | 62,436 | D |
Explanation of responses
- F150% of the total Option shall vest over 18 months, with approximately 33.33% vesting each six month period. The remaining 50% of the Option shall vest over 36 months, with 33.33% vesting on January 2, 2017 and approximately 16.67% vesting at the end of each six month period thereafter, such that 100% of the Option shall be fully vested on January 2, 2019.