SEC Form 4 · accession 0001599440-18-000007
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David Palmer
Officer — Principal Accounting Officer
Period of report
Aug 23, 2018
Accepted (ET)
Aug 24, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2018 | M | 3,303 | $15.90 | A | 8,375 | D | |
| Common Stock | Aug 23, 2018 | S | 3,753 | $36.00 | D | 4,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.90 | Aug 23, 2018 | M | 3,303 | D | — | Feb 20, 2024 | Common Stock | 3,303 | 9,904 | D |
Explanation of responses
- F1The option vests according to the following schedule: 33.33% vested on February 20, 2018, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on February 20, 2020.