SEC Form 4 · accession 0001554631-18-000004
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance G Dunn
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2018 | M | 27,000 | $15.07 | A | 86,630 | D | |
| Common Stock | Sep 28, 2018 | S | 27,000 | $38.25 | D | 59,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.07 | Sep 28, 2018 | M | 27,000 | D | — | Aug 2, 2019 | Common Stock | 27,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2018.
- F2The option vested annually over three years, such that one-third (1/3) of the total option vested on each of the following dates: August 2, 2013, August 2, 2014, and August 2, 2015.