SEC Form 4 · accession 0001540408-16-000003
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JoAnn Kintzel
Officer — President, TaxAct, Inc.
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2016 | F | 386 | $9.80 | D | 44,159 | D | |
| Common Stock | Jan 2, 2016 | F | 437 | $9.80 | D | 43,722 | D | |
| Common Stock | Jan 2, 2016 | F | 3,228 | $9.80 | D | 40,494 | D | |
| Common StockF1 | Jan 4, 2016 | A | 26,758 | $0.00 | A | 67,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.81 | Jan 4, 2016 | A | 218,527 | A | — | Jan 4, 2023 | Common Stock | 218,527 | 218,527 | D |
Explanation of responses
- F1Includes 259 shares acquired under the Blucora, Inc. 1998 Employee Stock Purchase Plan on July 31, 2015
- F2The option vests according to the following schedule: 33.33% vests on January 2, 2017, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on January 2, 2019.