SEC Form 4 · accession 0001521528-17-000004
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. McIntyre Gardner
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | A | 7,804 | $0.00 | A | 7,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.55 | Mar 1, 2017 | A | 8,157 | A | — | Mar 1, 2024 | Common Stock | 8,157 | 8,157 | D |
| Stock Option (Right to Buy)F2 | $16.55 | Mar 1, 2017 | A | 1,877 | A | — | Mar 1, 2024 | Common Stock | 1,877 | 1,877 | D |
Explanation of responses
- F1The option vests annually over three years, such that one-third (1/3) of the total option vests on each of the following dates: March 1, 2018; March 1, 2019; and March 1, 2020.
- F2The option vests and becomes fully exercisable on the earlier to occur of May 24, 2017, or the date of the 2017 annual meeting of Blucora's stockholders.