SEC Form 4 · accession 0001470091-17-000004
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann J. Bruder
Officer — Chief Legal Officer & Sec'y
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2017 | A | 16,129 | $0.00 | A | 16,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $21.70 | Jun 19, 2017 | A | 51,612 | A | — | Jun 19, 2024 | Comon Stock | 51,612 | 51,612 | D |
Explanation of responses
- F1Reflects a grant of restricted stock units ("RSUs") and options that was made to the reporting person upon joining Blucora, Inc. on June 19, 2017. The RSU grant and the option grant each will vest over a three-year period, with 33.33% of each grant vesting on June 19, 2018, and approximately 16.67% of each grant vesting at the end of each six month period thereafter (with the final vesting date to occur on June 19, 2020).