SEC Form 4 · accession 0001421832-17-000011
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Michael Emans
Officer — Chief Financial Officer
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 24,200 | $16.14 | A | 124,297 | D | |
| Common Stock | Jun 9, 2017 | M | 55,030 | $12.97 | A | 179,327 | D | |
| Common StockF2 | Jun 9, 2017 | S | 79,230 | $21.25 | D | 100,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.14 | Jun 9, 2017 | M | 24,200 | D | Jan 2, 2016 | Jan 2, 2020 | Common Stock | 0 | 0 | D |
| Stock Option (Right to Buy)F3 | $12.97 | Jun 9, 2017 | M | 55,030 | D | — | Jan 14, 2022 | Common Stock | 109,715 | 109,715 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- F2These shares sold at a price ranging from $21.00 to $21.50 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- F3The option vests according to the following schedule: 33.33% vests on January 2, 2016, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on January 2, 2018.