SEC Form 4 · accession 0001421832-17-000010
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Michael Emans
Officer — Chief Financial Officer
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 53,760 | $16.14 | A | 160,457 | D | |
| Common StockF2 | May 30, 2017 | S | 60,360 | $20.6928 | D | 100,097 | D | |
| Common Stock | May 31, 2017 | M | 5,729 | $16.14 | A | 105,826 | D | |
| Common Stock | May 31, 2017 | S | 5,729 | $20.50 | D | 100,097 | D | |
| Common Stock | Jun 1, 2017 | M | 22,311 | $16.14 | A | 122,408 | D | |
| Common Stock | Jun 1, 2017 | S | 22,311 | $20.75 | D | 100,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.14 | May 30, 2017 | M | 53,760 | D | Jan 2, 2016 | Jan 2, 2020 | Common Stock | 0 | 52,240 | D |
| Stock Option (Right to Buy) | $16.14 | May 31, 2017 | M | 5,729 | D | Jan 2, 2016 | Jan 2, 2020 | Common Stock | 0 | 46,511 | D |
| Stock Option (Right to Buy) | $16.14 | Jun 1, 2017 | M | 22,311 | D | Jan 2, 2016 | Jan 2, 2020 | Common Stock | 0 | 24,200 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- F2These shares sold at a price ranging from $20.61 to $21.11 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.