SEC Form 4 · accession 0001421832-16-000002
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Michael Emans
Officer — Chief Financial Officer
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2016 | F | 434 | $9.80 | D | 72,553 | D | |
| Common Stock | Jan 2, 2016 | F | 505 | $9.80 | D | 72,048 | D | |
| Common Stock | Jan 2, 2016 | F | 2,076 | $9.80 | D | 69,972 | D | |
| Common Stock | Jan 4, 2016 | A | 35,168 | $0.00 | A | 105,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.81 | Jan 4, 2016 | A | 287,206 | A | — | Jan 4, 2023 | Common Stock | 287,206 | 287,206 | D |
Explanation of responses
- F1The option vests over three years such that 33.33% of the total option shall be vested on January 2, 2017, and approximately 16.67% shall vest at the end of each six month period thereafter, such that the option will be fully vested on January 2, 2019.