SEC Form 4 · accession 0001388961-17-000002
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Clendening
Officer — President and CEO · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | A | 76,779 | $0.00 | A | 555,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.75 | Jan 3, 2017 | A | 555,372 | A | — | Jan 3, 2024 | Common Stock | 555,372 | 555,372 | D |
Explanation of responses
- F1The option vests over three years such that 33.33% of the total option shall be vested on January 3, 2018, and approximately 16.67% shall vest at the end of each six month period thereafter, such that the option will be fully vested on January 3, 2020.