SEC Form 4 · accession 0001388961-16-000005
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John S Clendening
Officer — President and CEO · Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | A | 500,000 | $0.00 | A | 500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $4.98 | Apr 4, 2016 | A | 1,000,000 | A | — | Apr 4, 2023 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F115% of the total option vested on April 4, 2016. The remainder will vest 33.33% on April 4, 2017 and approximately 16.67% will vest at the end of each six month period thereafter, such that the option will be fully vested on April 4, 2019.