SEC Form 4 · accession 0001345669-17-000042
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miles Snyder
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 8,076 | $19.50 | A | 51,986 | D | |
| Common Stock | May 12, 2017 | M | 11,100 | $17.70 | A | 63,086 | D | |
| Common StockF1 | May 12, 2017 | S | 19,176 | $21.3274 | D | 43,910 | D | |
| Common Stock | May 12, 2017 | S | 20,000 | $21.2467 | D | 1,220,314 | I | Cambridge Information Group I LLC |
| Common Stock | May 15, 2017 | S | 20,000 | $21.0156 | D | 1,200,314 | I | Cambridge Information Group I LLC |
| Common Stock | May 16, 2017 | S | 19,854 | $21.3785 | D | 1,180,460 | I | Cambridge Information Group I LLC |
| Common Stock | holding | — | — | — | 60,000 | I | CIG Equity Partners LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $19.50 | May 12, 2017 | M | 8,076 | D | — | May 21, 2021 | Common Stock | — | 0 | D |
| Stock Option (Right to Buy)F4 | $17.70 | May 12, 2017 | M | 11,100 | D | — | May 22, 2020 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1These shares sold at a price ranging from $21.25 to $21.40 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016.
- F3The option became fully vested and exercisable on May 21, 2015.
- F4The option became fully vested and exercisable on May 22, 2014