SEC Form 4 · accession 0001068875-15-000105
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Cunningham IV
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | A | 2,186 | $0.00 | A | 33,771 | D | |
| Common Stock | May 28, 2015 | A | 6,558 | $0.00 | A | 40,329 | D | |
| Common Stock | holding | — | — | — | 9,280 | I | By Clear Fir Partners, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.01 | May 28, 2015 | A | 10,118 | A | — | May 28, 2022 | Common Stock | 10,118 | 10,118 | D |
| Stock Option (Right to Buy)F1 | $16.01 | May 28, 2015 | A | 3,372 | A | — | May 28, 2022 | Common Stock | 3,372 | 3,372 | D |
Explanation of responses
- F1The option vests and becomes fully exercisable on the earlier to occur of May 28, 2016, or the date of the 2016 annual meeting of Blucora's stockholders.