SEC Form 3/A · accession 0001140361-16-072848
IMPLANT SCIENCES CORP · IMSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Period of report
Apr 6, 2016
Accepted (ET)
Jul 20, 2016 · 6:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.10F1 | holding | — | — | — | 2,081,829 | I | By MONTSANT PARTNERS, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| March 2009 NoteF1 | — | holding | — | — | — | — | — | Series J Preferred Stock | — | — | I |
| March 2009 NoteF1 | — | holding | — | — | — | — | — | Common Stock, par value $0.10 | — | — | I |
| September 2012 NoteF1 | — | holding | — | — | — | — | — | Series H Preferred Stock | — | — | I |
| September 2012 NoteF1 | — | holding | — | — | — | — | — | Common Stock, par value $0.10 | — | — | I |
| February 2013 NoteF1 | — | holding | — | — | — | — | — | Series I Preferred Stock | — | — | I |
| February 2013 NoteF1 | — | holding | — | — | — | — | — | Common Stock, par value $0.10 | — | — | I |
Explanation of responses
- F1This amendment is being filed to correct erroneous statements in the Form 3 filed on April 18, 2016 (the "Original Form 3") indicating that the Reporting Persons had certain reportable beneficial ownership of the securities and underlying securities noted above. The Reporting Persons do not and have not beneficially owned 10% or more of any class of equity securities of Implant Sciences Corp registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, and, accordingly, are not and have not been Section 16 Reporting Persons with respect to the Issuer. Accordingly, none of the Reporting Persons currently have or have had at any time from (and including) the date of the event reported on the Original Form 3, any obligation to report beneficial ownership on this Form, and the Form has been amended to so reflect.