SEC Form 4 · accession 0001209191-18-028867
PROSPERITY BANCSHARES INC · PB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ned S Holmes
Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | S | 5,895 | $74.0144 | D | 153,360 | D | |
| Common StockF2 | May 8, 2018 | S | 13,159 | $74.2318 | D | 140,201 | D | |
| Common StockF3 | May 8, 2018 | S | 30,946 | $74.6353 | D | 109,255 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By spouse | |
| Common Stock | holding | — | — | — | 115,181 | I | By profit sharing plan | |
| Common Stock | holding | — | — | — | 8,820 | I | As trustee of granchildren's trust | |
| Common Stock | holding | — | — | — | 48,500 | I | As trustee of SSH trust for adult daughter | |
| Common Stock | holding | — | — | — | 27,500 | I | As trustee of SSH trust for adult daughter | |
| Common Stock | holding | — | — | — | 3,720 | I | By trust | |
| Common Stock | holding | — | — | — | 70,070 | I | By limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.06, inclusive. The reporting person undertakes to provide to Prosperity Bancshares, any security holder of Prosperity Bancshares, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.58, inclusive. The reporting person undertakes to provide to Prosperity Bancshares, Inc., any security holder of Prosperity Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.39 to $74.86, inclusive. The reporting person undertakes to provide to Prosperity Bancshares, Inc., any security holder of Prosperity Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.