SEC Form 4 · accession 0001209191-15-009036
RTI INTERNATIONAL METALS INC · RTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawne S Hickton
Officer — Vice Chair, President and CEO · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | A | 25,770 | $0.00 | A | 161,735 | D | |
| Common StockF2 | Jan 30, 2015 | A | 8,002 | $0.00 | A | 169,737 | D | |
| Common StockF3 | Dec 12, 2014 | G | 3,775 | $0.00 | D | 165,962 | D | |
| Common StockF4,F5 | holding | — | — | — | 600 | I | By child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF6 | $22.21 | Jan 30, 2015 | A | 40,199 | A | — | Jan 30, 2025 | Common Stock | 40,199 | 40,199 | D |
Explanation of responses
- F1Represents shares of common stock underlying a restricted stock unit award that vests ratably on January 29, 2016, January 30, 2017 and January 31, 2018.
- F2Payout of Performance Share Awards for the three-year performance period ended 12/31/2014.
- F3Gift of 3,775 shares to a charitable organization.
- F4Represents holdings of reporting person's child sharing her household.
- F5The reporting person disclaims beneficial ownership of these securities, and this report shall not be demed an admission that the reporting person is the beneficial owner of the securities for purpose of Section 16 or for any other purpose.
- F6Employee stock options which shall vest in three ratable installments on January 30, 2016, 2017 and 2018.