SEC Form 4 · accession 0001209191-15-009016
RTI INTERNATIONAL METALS INC · RTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L McCarley
Officer — EVP - Operations
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2015 | A | 9,534 | $0.00 | A | 41,732 | D | |
| Common StockF3 | Jan 30, 2015 | A | 3,556 | $0.00 | A | 45,288 | D | |
| Common StockF4 | holding | — | — | — | 4,857 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF5 | $22.21 | Jan 30, 2015 | A | 14,872 | A | — | Jan 30, 2025 | Common Stock | 14,872 | 14,872 | D |
Explanation of responses
- F1Represents shares of common stock underlying a restricted stock unit award that vests ratably on January 29, 2016, January 30, 2017 and January 31, 2018.
- F2Includes 947 shares acquired by the reporting person pursuant to the Company's Employee Stock Purchase Plan since the last reportable transaction.
- F3Payout of Performance Share Awards for the three-year performance period ended 12/31/2014.
- F4Represents the number of units ("Units") reported to RTI and to the reporting person reflecting the reporting person's interest in a unitized RTI common stock fund (the "RTI Stock Fund") available to participants of the RTI International Metals, Inc. Employee Savings and Investment Plan (the "401(k) Plan"). Each Unit represents an unspecified number of shares of RTI common stock.
- F5Employee stock options which shall vest in three ratable installments on January 30, 2016, 2017 and 2018.