SEC Form 4 · accession 0001209191-15-008962
RTI INTERNATIONAL METALS INC · RTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Whalen
Officer — Gen. Counsel & SVP-Govt. Rel.
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | A | 4,814 | $0.00 | A | 21,200 | D | |
| Common StockF2 | Jan 30, 2015 | A | 1,376 | $0.00 | A | 22,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $22.21 | Jan 30, 2015 | A | 7,510 | A | — | Jan 30, 2025 | Common Stock | 7,510 | 7,510 | D |
Explanation of responses
- F1Represents shares of common stock underlying a restricted stock unit award that vests ratably on January 29, 2016, January 30, 2017, and January 31, 2018.
- F2Payout of Performance Share Awards for the three-year performance period ended 12/31/2014.
- F3Employee stock options which shall vest in three ratable installments on January 30, 2016, 2017 and 2018.