SEC Form 4 · accession 0001728451-18-000011
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajit Jain
Officer — Vice Chairman · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Nov 7, 2018 | S | 5,700 | $219.69 | D | 122,695 | I | By Jain Foundation Inc. (Non-Profit Corporation) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF6,F4,F3,F5 | — | holding | — | — | — | — | — | Class B Common Stock | 181,500 | 181,500 | I |
| Class A Common StockF6,F4,F3,F7 | — | holding | — | — | — | — | — | Class B Common Stock | 195,000 | 195,000 | I |
Explanation of responses
- F1The reported transaction was a sale by the non-profit corporation Jain Foundation Inc., of 5,700 shares of Class B Common Stock.
- F2The shares directly owned by the Reporting Person, and the shares owned by the Reporting Person's spouse remain unchanged (202 and 150).
- F3Not Applicable
- F4Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.
- F5A family-planning trust established by the Reporting Person for the benefit of the Reporting Person's children owns 121 shares of Class A Common Stock, which are convertible into 181,500 shares of Class B Common Stock.
- F6On October 31st, the Reporting Person and the Reporting Person's spouse transferred all owned Class A Shares into family-planning trusts established for the benefit of the Reporting Person's children.
- F7A family-planning trust established by the Reporting Person's spouse for the benefit of the Reporting Person's children owns 130 shares of Class A Common Stock, which are convertible into 195,000 shares of Class B Common Stock.