SEC Form 5 · accession 0001209191-19-004729
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Jan 22, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Aug 7, 2018 | G | 5,340 | $0.00 | D | 177,945 | D | |
| Class B Common StockF1 | Aug 21, 2018 | G | 5,000 | $0.00 | D | 172,945 | D | |
| Class B Common StockF1 | Sep 12, 2018 | G | 32,544 | $0.00 | D | 140,401 | D | |
| Class B Common StockF1 | Oct 4, 2018 | G | 23,199 | $0.00 | D | 117,202 | D | |
| Class B Common StockF1 | Oct 26, 2018 | G | 1,248 | $0.00 | D | 115,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | — | holding | — | — | — | — | — | See footnote | — | 270,644 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charitable organization.
- F2Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 5, my holdings of shares of Class A Common Stock are reported in Table II.
- F3Not applicable.