SEC Form 4 · accession 0001209191-18-042886
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 16, 2018
Accepted (ET)
Jul 17, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 12, 2018 | G | 23,481 | $0.00 | D | 106,176 | D | |
| Class B Common StockF1 | Mar 23, 2018 | G | 5,822 | $0.00 | D | 100,354 | D | |
| Class B Common StockF1 | Mar 27, 2018 | G | 5,017 | $0.00 | D | 95,337 | D | |
| Class B Common StockF1 | Apr 13, 2018 | G | 125 | $0.00 | D | 95,212 | D | |
| Class B Common StockF1 | May 8, 2018 | G | 15,122 | $0.00 | D | 80,089 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 524 | $0.00 | D | 79,565 | D | |
| Class B Common Stock | Jul 16, 2018 | C | 17,800,500 | $0.00 | A | 17,880,065 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 13,509,002 | $0.00 | D | 4,371,063 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 1,350,900 | $0.00 | D | 3,020,163 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 945,626 | $0.00 | D | 2,074,537 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 945,626 | $0.00 | D | 1,128,911 | D | |
| Class B Common StockF1 | Jul 16, 2018 | G | 945,626 | $0.00 | D | 183,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | — | Jul 16, 2018 | C | 11,867 | D | — | — | See Footnote | — | 270,644 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F2Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.
- F3Not applicable.