SEC Form 4 · accession 0001209191-18-001571
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jul 25, 2017 | G | 6,324 | $0.00 | D | 188,571 | D | |
| Class B Common StockF1 | Aug 1, 2017 | G | 11,926 | $0.00 | D | 176,645 | D | |
| Class B Common StockF1 | Sep 8, 2017 | G | 50 | $0.00 | D | 176,595 | D | |
| Class B Common StockF1 | Sep 11, 2017 | G | 39,887 | $0.00 | D | 136,708 | D | |
| Class B Common StockF1 | Oct 19, 2017 | G | 100 | $0.00 | D | 136,608 | D | |
| Class B Common StockF2 | Nov 30, 2017 | G | 100 | $0.00 | D | 136,508 | D | |
| Class B Common StockF1 | Dec 19, 2017 | G | 6,851 | $0.00 | D | 129,657 | D | |
| Class B Common Stock | Jan 2, 2018 | C | 150,000 | $0.00 | A | 279,657 | D | |
| Class B Common StockF1 | Jan 3, 2018 | G | 150,000 | $0.00 | D | 129,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F4 | — | Jan 2, 2018 | C | 100 | D | — | — | See Footnote | — | 282,511 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F2The reported transaction was a gift from Warren E. Buffett to an individual.
- F3Not applicable.
- F4Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.