SEC Form 4 · accession 0001209191-17-044746
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 10, 2017
Accepted (ET)
Jul 11, 2017 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 23, 2017 | G | 5,887 | $0.00 | D | 73,084 | D | |
| Class B Common Stock | Jul 10, 2017 | C | 18,750,000 | $0.00 | A | 18,823,084 | D | |
| Class B Common StockF1 | Jul 10, 2017 | G | 14,220,001 | $0.00 | D | 4,603,083 | D | |
| Class B Common StockF1 | Jul 10, 2017 | G | 1,422,000 | $0.00 | D | 3,181,083 | D | |
| Class B Common StockF1 | Jul 10, 2017 | G | 995,396 | $0.00 | D | 2,185,687 | D | |
| Class B Common StockF1 | Jul 10, 2017 | G | 995,396 | $0.00 | D | 1,190,291 | D | |
| Class B Common StockF1 | Jul 10, 2017 | G | 995,396 | $0.00 | D | 194,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | — | Jul 10, 2017 | C | 12,500 | D | — | — | See Footnote | — | 282,611 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F2Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.
- F3Not applicable.