SEC Form 4 · accession 0001209191-17-022770
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 4, 2017 | G | 6,104 | $0.00 | D | 73,241 | D | |
| Class B Common StockF1 | Jan 4, 2017 | G | 12,208 | $0.00 | D | 61,033 | D | |
| Class B Common StockF1 | Jan 5, 2017 | G | 6,095 | $0.00 | D | 54,938 | D | |
| Class B Common StockF1 | Jan 6, 2017 | G | 6,149 | $0.00 | D | 48,789 | D | |
| Class B Common StockF1 | Feb 14, 2017 | G | 30,148 | $0.00 | D | 18,641 | D | |
| Class B Common StockF1 | Mar 14, 2017 | G | 14,527 | $0.00 | D | 4,114 | D | |
| Class B Common StockF1 | Mar 14, 2017 | G | 143 | $0.00 | D | 3,971 | D | |
| Class B Common Stock | Mar 22, 2017 | C | 75,000 | $0.00 | A | 78,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | — | Mar 22, 2017 | C | 50 | D | — | — | See footnote | — | 295,111 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F2Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.
- F3Not applicable.