SEC Form 5 · accession 0001209191-17-004997
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Jan 20, 2017 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Sep 6, 2016 | G | 46,500 | $0.00 | D | 98,406 | D | |
| Class B Common StockF1 | Sep 6, 2016 | G | 8,231 | $0.00 | D | 90,175 | D | |
| Class B Common StockF1 | Sep 28, 2016 | G | 10,085 | $0.00 | D | 80,090 | D | |
| Class B Common StockF1 | Sep 28, 2016 | G | 345 | $0.00 | D | 79,745 | D | |
| Class B Common StockF1 | Oct 26, 2016 | G | 100 | $0.00 | D | 79,645 | D | |
| Class B Common StockF1 | Nov 3, 2016 | G | 100 | $0.00 | D | 79,545 | D | |
| Class B Common StockF2 | Dec 19, 2016 | G | 100 | $0.00 | D | 79,445 | D | |
| Class B Common StockF2 | Dec 19, 2016 | G | 100 | $0.00 | D | 79,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F4 | — | holding | — | — | — | — | — | See footnote | — | 295,161 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charitable organization.
- F2Each of these reported transactions was a gift from Warren E. Buffett to an individual.
- F3Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 5, my holdings of shares of Class A Common Stock are reported in Table II.
- F4Not applicable.