SEC Form 4 · accession 0001209191-16-132807
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 13, 2016
Accepted (ET)
Jul 14, 2016 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 26, 2016 | G | 100 | $0.00 | D | 164,785 | D | |
| Class B Common StockF2 | Mar 10, 2016 | G | 35,938 | $0.00 | D | 128,847 | D | |
| Class B Common StockF2 | Mar 21, 2016 | G | 7,035 | $0.00 | D | 121,812 | D | |
| Class B Common StockF2 | Mar 28, 2016 | G | 707 | $0.00 | D | 121,105 | D | |
| Class B Common StockF2 | Apr 12, 2016 | G | 200 | $0.00 | D | 120,905 | D | |
| Class B Common StockF2 | Apr 26, 2016 | G | 10,464 | $0.00 | D | 110,441 | D | |
| Class B Common StockF2 | May 9, 2016 | G | 6,915 | $0.00 | D | 103,526 | D | |
| Class B Common Stock | Jul 13, 2016 | C | 19,650,000 | $0.00 | A | 19,753,526 | D | |
| Class B Common StockF2 | Jul 13, 2016 | G | 14,968,423 | $0.00 | D | 4,785,103 | D | |
| Class B Common StockF2 | Jul 13, 2016 | G | 1,496,842 | $0.00 | D | 3,288,261 | D | |
| Class B Common StockF2 | Jul 13, 2016 | G | 1,047,785 | $0.00 | D | 2,240,476 | D | |
| Class B Common StockF2 | Jul 13, 2016 | G | 1,047,785 | $0.00 | D | 1,192,691 | D | |
| Class B Common StockF2 | Jul 13, 2016 | G | 1,047,785 | $0.00 | D | 144,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF4,F3 | — | Jul 13, 2016 | C | 13,100 | D | — | — | See footnote | — | 295,161 | D |
Explanation of responses
- F1This reported transaction was a gift from Warren E. Buffett to an individual.
- F2Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F3Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.
- F4Not applicable.