SEC Form 4 · accession 0001209191-16-093826
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren E Buffett
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 20, 2016 | G | 7,828 | $0.00 | D | 36,385 | D | |
| Class B Common Stock | Jan 25, 2016 | C | 208,500 | $0.00 | A | 244,885 | D | |
| Class B Common StockF1 | Jan 26, 2016 | G | 80,000 | $0.00 | D | 164,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F2 | — | Jan 25, 2016 | C | 139 | D | — | — | See footnote | — | 308,261 | D |
Explanation of responses
- F1Each of these reported transactions was a gift from Warren E. Buffett to a charity or charitable foundation.
- F2Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of Class A Common Stock are reportable in Table II.
- F3Not applicable.