SEC Form 5 · accession 0001140361-15-006139
BERKSHIRE HATHAWAY INC · BRK.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Murphy
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 8:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Apr 15, 2014 | P | 250 | $123.85 | A | 2,995 | I | See footnote |
| Class B Common StockF2 | Apr 15, 2014 | P | 250 | $123.85 | A | 2,990 | I | See footnote |
| Class B Common StockF3 | holding | — | — | — | 20,983 | I | See footnote | |
| Class B Common Stock | holding | — | — | — | 1,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF5,F6,F4 | — | Sep 22, 2014 | G | 34 | D | — | — | See footnote | — | 100 | I |
| Class A Common StockF5,F6,F4 | — | Sep 22, 2014 | G | 34 | D | — | — | See footnote | — | 66 | I |
| Class A Common StockF5,F6,F4 | — | Sep 22, 2014 | G | 33 | D | — | — | See footnote | — | 33 | I |
| Class A Common StockF5,F6,F4 | — | Sep 22, 2014 | G | 33 | D | — | — | See footnote | — | 0 | I |
| Class A Common StockF4,F3,F5 | — | holding | — | — | — | — | — | See footnote | — | 67 | I |
| Class A Common StockF4,F5 | — | holding | — | — | — | — | — | See footnote | — | 695 | D |
Explanation of responses
- F1The Marital Trust No. 1 (Subtrust No. 1) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust.
- F2The Marital Trust No. 1 (Subtrust No. 2) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust.
- F3The Marital Trust No. 2 is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust.
- F4Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 5, Mr. Murphy's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II.
- F5Not applicable.
- F6These shares of Class A Common Stock were beneficially owned indirectly by Mr. Murphy through a grantor retained annuity trust. Upon termination of the trust, 134 shares were transferred to Mr. Murphy's children and 148 shares were transferred to Mr. Murphy and are reported as directly owned.