SEC Form 4 · accession 0001104659-17-016181
UNITED RENTALS, INC. · URI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew John Flannery
Officer — Exec.VP and COO
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | F | 857 | $122.95 | D | 30,426 | D | |
| Common StockF2 | Mar 13, 2017 | S | 8,785 | $124.538 | D | 21,641 | D | |
| Common Stock | Mar 13, 2017 | M | 10,000 | $31.49 | A | 31,641 | D | |
| Common StockF3 | Mar 13, 2017 | S | 10,000 | $124.41 | D | 21,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF4 | $31.49 | Mar 13, 2017 | M | 10,000 | D | — | Mar 7, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Securities disposed of represent shares surrendered for tax purposes in connection with the vesting and settlement of restricted stock units granted and previously reported on Form 4.
- F2Represents weighted average sale price for executed sale transactions on March 13, 2017. The range of prices for such transactions was from $124.51 to $124.60. The reporting person hereby undertakes, upon request by the Commission staff, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price within the range.
- F3Represents weighted average sale price for executed sale transactions on March 13, 2017. The range of prices for such transactions was from $124.37 to $124.45. The reporting person hereby undertakes, upon request by the Commission staff, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price within the range.
- F4In connection with an option award granted to the reporting person on March 8, 2011 and previously reported on Form 4, 3,500 of the option shares became exercisable on each of March 8, 2012 and March 8, 2013 and March 8, 2014.