SEC Form 4 · accession 0001562180-18-004017
CRACKER BARREL OLD COUNTRY STORE, INC · CBRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas V Flanagan
Officer — Sr. VP Restaurant & Retail Ops
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | M | 1,730 | $0.00 | A | 18,784 | D | |
| Common StockF2 | Sep 20, 2018 | F | 733 | $145.26 | D | 18,051 | D | |
| Common StockF3 | Sep 20, 2018 | M | 1,751 | $0.00 | A | 19,802 | D | |
| Common StockF4 | Sep 20, 2018 | F | 742 | $145.26 | D | 19,060 | D | |
| Common Stock | Sep 24, 2018 | S | 6,000 | $145.8145 | D | 13,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock | $0.00 | Sep 20, 2018 | M | 1,730 | D | Sep 20, 2018 | Sep 20, 2018 | Common Stock | 1,730 | 0 | D |
| Performance Stock | $0.00 | Sep 20, 2018 | M | 1,751 | D | Sep 20, 2018 | Sep 20, 2018 | Common Stock | 1,751 | 0 | D |
Explanation of responses
- F1Award of market-based stock units based on 3-year performance requirements and the certification by the Compensation Committee of achievement of those requirements under the FY16 Market Stock Unit Plan.
- F2Represents shares deducted to satisfy federal tax withholding obligations on the granting of the award disclosed in row one of this table.
- F3Award based on two-year performance requirements and the certification by the Compensation Committee of achievement of those requirements under the FY17 Long-Term Performance Plan.
- F4Represents shares deducted to satisfy federal tax withholding obligations on the granting of the award disclosed in row three of this table.