SEC Form 4 · accession 0001140361-16-056615
CRACKER BARREL OLD COUNTRY STORE, INC · CBRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dobkin
Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 2,000 | $14.56 | A | 19,426 | D | |
| Common StockF1 | Mar 2, 2016 | S | 2,000 | $148.1988 | D | 17,426 | D | |
| Common Stock | Mar 4, 2016 | J | 2,000 | $149.40 | D | 15,426 | D | |
| Common Stock | Mar 4, 2016 | J | 2,000 | $149.40 | A | 4,000 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F2 | $14.56 | Mar 2, 2016 | M | 2,000 | D | — | Nov 25, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price for the transaction reported. Sales prices ranged from $148.14 per share to $148.2057 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares at each separate price.
- F2This option grant vested over three years in equal installments on November 25, 2009, 2010 and 2011, respectively.
- F3On March 4, 2016, the reporting person transferred 2,000 shares of common stock to a family trust in exchange for an amount in cash equal to $298,800.