SEC Form 4 · accession 0001140361-15-035609
CRACKER BARREL OLD COUNTRY STORE, INC · CBRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Alex Ciavarra
Officer — Sr. VP, Marketing
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2015 | A | 1,699 | $0.00 | A | 13,976 | D | |
| Common StockF2 | Sep 17, 2015 | F | 562 | $146.33 | D | 13,414 | D | |
| Common StockF3 | Sep 17, 2015 | A | 2,778 | $0.00 | A | 16,192 | D | |
| Common StockF4 | Sep 17, 2015 | F | 918 | $146.33 | D | 15,274 | D | |
| Common StockF5 | Sep 21, 2015 | S | 4,087 | $148.2511 | D | 11,187 | D | |
| Common StockF6 | Sep 21, 2015 | S | 913 | $147.68 | D | 10,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award based on 2-year performance requirements and the certification by the Compensation Committee of achievement of those requirements under the FY14 Long-Term Performance Plan.
- F2Represents shares deducted to satisfy federal tax withholding obligations on the granting of the award disclosed in row one of this table.
- F3Award of market-based stock unuts based on 3-year performance requirements and the certification by the Compensation Committee of achievement of those requirements under the FY13 Market Stock Unit Plan.
- F4Represents shares deducted to satisfy federal tax withholding obligations on the granting of the award disclosed in row three of this table.
- F5Represents the average sale price for the transaction reported. Sale prices ranged from $147.75 per share to $148.34 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Represents the average sale price for the transaction reported. Sale prices ranged from $146.41 per share to $148.41 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.