SEC Form 4 · accession 0001685928-18-000005

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VICE PRESIDENT AND CONTROLLER

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 3:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 20, 2018	M	88	—	A	5,175	D
Common Stock	Feb 20, 2018	F	24	$168.50	D	5,151	D
Common Stock^F1	Feb 20, 2018	M	29	—	A	5,180	D
Common Stock^F2	Feb 20, 2018	D	29	—	D	5,151	D
Common Stock	holding	—	—		—	394	I	(401(k) Stock Fund

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Feb 20, 2018	M	88	D	—	—	Common	88	168	D
Restricted Stock Units^F1,F3	—	Feb 20, 2018	M	29	D	—	—	Common	29	56	D
Deferred Stock^F2	—	Feb 20, 2018	A	29	A	—	—	Common	29	1,205	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Upon the vesting of restricted stock units granted to the reporting person on 02/20/2018, the reporting person deferred the receipt of 29 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 29 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F3Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020.