SEC Form 4 · accession 0001685928-18-000003

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Joseph A Lovechio

Officer — VICE PRESIDENT AND CONTROLLER

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 6:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 16, 2018	M	41	—	A	2,238	D
Common Stock^F2	Feb 16, 2018	D	41	—	D	2,197	D
Common Stock^F1	Feb 16, 2018	M	14	—	A	2,211	D
Common Stock	Feb 16, 2018	F	4	$172.70	D	2,207	D
Common Stock^F1	Feb 16, 2018	M	4,000	—	A	6,207	D
Common Stock	Feb 16, 2018	F	1,128	$172.70	D	5,079	D
Common Stock^F3	Feb 19, 2018	M	11	—	A	5,090	D
Common Stock	Feb 19, 2018	F	3	$172.70	D	5,087	D
Common Stock^F3	Feb 19, 2018	M	32	—	A	5,119	D
Common Stock^F4	Feb 19, 2018	D	32	—	D	5,087	D
Common Stock	holding	—	—		—	394	I	401(k) Stock Fund

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 16, 2018	M	41	D	—	—	Common	41	0	D
Deferred Stock^F2	—	Feb 16, 2018	A	41	A	—	—	Common	41	1,144	D
Restricted Stock Units^F1	—	Feb 16, 2018	M	14	D	—	—	Common	14	0	D
Restricted Stock Units^F1	—	Feb 16, 2018	M	4,000	D	—	—	Common	4,000	0	D
Restricted Stock Units^F3	—	Feb 19, 2018	M	11	D	—	—	Common	11	0	D
Restricted Stock Units^F3	—	Feb 19, 2018	M	32	D	—	—	Common	32	0	D
Deferred Stock^F4	—	Feb 19, 2018	A	32	A	—	—	Common	32	1,176	D
Restricted Stock Units^F5	—	Feb 19, 2018	A	364	A	—	—	Common	364	364	D
Employee Stock Option (Right to Buy)^F6	$172.70	Feb 19, 2018	A	1,642	A	—	Feb 19, 2028	Common	1,642	1,642	D

Explanation of responses

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 41 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 41 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F3Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F4Upon the vesting of restricted stock units granted to the reporting person on 02/19/2018, the reporting person deferred the receipt of 32 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 32 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F5Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
F6Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.