SEC Form 4 · accession 0001642689-16-000009
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Peters
Officer — VICE PRESIDENT AND CONTROLLER
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2016 | M | 5,000 | — | A | 14,348 | D | |
| Common Stock | May 10, 2016 | F | 1,689 | $177.28 | D | 12,659 | D | |
| Common Stock | holding | — | — | — | 2,044 | I | 401(k) stock fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 10, 2016 | M | 5,000 | D | — | — | Common | 5,000 | 5,000 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.