SEC Form 4 · accession 0001642689-15-000003
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Peters
Officer — VICE PRESIDENT AND CONTROLLER
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | M | 5,000 | — | A | 11,090 | D | |
| Common StockF2 | Jul 1, 2015 | F | 2,176 | $171.00 | D | 8,914 | D | |
| Common Stock | holding | — | — | — | 2,011 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 1, 2015 | M | 5,000 | D | — | — | Common | 5,000 | 0 | D |
Explanation of responses
- F1Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2As of 06/15/2015, the latest date for which information is reasonably available, there are 11.586 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.