SEC Form 4 · accession 0001624146-18-000004

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EXEC VICE PRESIDENT & PRES NAR

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 6:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 16, 2018	M	319	—	A	14,030	D
Common Stock	Feb 16, 2018	F	108	$172.70	D	13,922	D
Common Stock^F1	Feb 16, 2018	M	106	—	A	14,028	D
Common Stock^F2	Feb 16, 2018	D	106	—	D	13,922	D
Common Stock^F1	Feb 19, 2018	M	5,000	—	A	18,922	D
Common Stock	Feb 19, 2018	F	1,547	$172.70	D	17,375	D
Common Stock^F3	Feb 19, 2018	M	336	—	A	17,711	D
Common Stock	Feb 19, 2018	F	101	$172.70	D	17,610	D
Common Stock	holding	—	—		—	1,505	I	401(k) Stock Fund

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Feb 16, 2018	M	319	D	—	—	Common	319	0	D
Restricted Stock Units^F2,F1	—	Feb 16, 2018	M	106	D	—	—	Common	106	0	D
Deferred Stock^F2	—	Feb 16, 2018	A	106	A	—	—	Common	106	2,442	D
Restricted Stock Units^F1	—	Feb 19, 2018	M	5,000	D	—	—	Common	5,000	0	D
Restricted Stock Units^F3	—	Feb 19, 2018	M	336	D	—	—	Common	336	0	D
Restricted Stock Units^F4	—	Feb 19, 2018	A	2,352	A	—	—	Common	2,352	2,352	D
Employee Stock Option (Right to Buy)^F5	$172.70	Feb 19, 2018	A	10,595	A	—	Feb 19, 2028	Common	10,595	10,595	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 106 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 106 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F3Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F4Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
F5Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.