SEC Form 4 · accession 0001624146-18-000003

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EXEC VICE PRESIDENT & PRES NAR

Period of report

Feb 15, 2018

Accepted (ET)

Feb 16, 2018 · 7:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 15, 2018	M	600	—	A	13,893	D
Common Stock	Feb 15, 2018	F	182	$176.74	D	13,711	D
Common Stock^F1	Feb 15, 2018	M	199	—	A	13,910	D
Common Stock^F2	Feb 15, 2018	D	199	—	D	13,711	D
Common Stock	holding	—	—		—	1,505	I	401(k) Stock Fund

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Feb 15, 2018	M	600	D	—	—	Common	600	600	D
Restricted Stock Units^F1,F3	—	Feb 15, 2018	M	199	D	—	—	Common	199	199	D
Deferred Stock^F2	—	Feb 15, 2018	A	199	A	—	—	Common	199	2,336	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 199 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 199 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F3Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.