SEC Form 4 · accession 0001624146-17-000003
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T. Liotine
Officer — EXEC. VICE PRESIDENT & PRES NA
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 530 | $111.33 | A | 14,022 | D | |
| Common Stock | Mar 15, 2017 | S | 530 | $180.00 | D | 13,492 | D | |
| Common Stock | Mar 15, 2017 | M | 2,156 | $138.56 | A | 15,648 | D | |
| Common Stock | Mar 15, 2017 | S | 2,156 | $180.00 | D | 13,492 | D | |
| Common Stock | Mar 15, 2017 | M | 3,511 | $132.19 | A | 17,003 | D | |
| Common Stock | Mar 15, 2017 | S | 3,511 | $180.00 | D | 13,492 | D | |
| Common Stock | holding | — | — | — | 1,478 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $111.33 | Mar 15, 2017 | M | 530 | D | Feb 18, 2016 | Feb 18, 2023 | Common | 530 | 0 | D |
| Employee Stock Options (Right to Buy) | $138.56 | Mar 15, 2017 | M | 2,156 | D | Feb 17, 2016 | Feb 17, 2024 | Common | 2,156 | 0 | D |
| Employee Stock Options (Right to Buy)F1 | $132.19 | Mar 15, 2017 | M | 3,511 | D | Feb 15, 2017 | Feb 15, 2026 | Common | 3,511 | 6,810 | D |
Explanation of responses
- F1The remaining options will vest in two equal installments on 02/15/2018 and 02/15/2019.