SEC Form 4 · accession 0001624146-16-000010
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T. Liotine
Officer — EXEC VICE PRESIDENT & PRES NA
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 554 | — | A | 6,033 | D | |
| Common Stock | Feb 18, 2016 | F | 171 | $140.48 | D | 5,862 | D | |
| Common StockF2 | Feb 18, 2016 | M | 163 | — | A | 6,025 | D | |
| Common Stock | Feb 18, 2016 | F | 51 | $140.48 | D | 5,974 | D | |
| Common StockF3 | Feb 20, 2016 | M | 5,000 | — | A | 10,974 | D | |
| Common Stock | Feb 20, 2016 | F | 1,580 | $142.91 | D | 9,394 | D | |
| Common Stock | holding | — | — | — | 1,438 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2016 | M | 554 | D | — | — | Common | 554 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 18, 2016 | M | 163 | D | — | — | Common | 163 | 0 | D |
| Restricted Stock UnitsF3 | — | Feb 20, 2016 | M | 5,000 | D | — | — | Common | 5,000 | 0 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.