SEC Form 4 · accession 0001624146-15-000001
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T. Liotine
Officer — EXEC VICE PRESIDENT & PRES NA
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 363 | $85.45 | A | 5,439 | D | |
| Common Stock | Feb 12, 2015 | M | 892 | $71.03 | A | 6,331 | D | |
| Common Stock | Feb 12, 2015 | M | 547 | $111.33 | A | 6,878 | D | |
| Common StockF1 | Feb 12, 2015 | S | 1,802 | $213.5185 | D | 5,076 | D | |
| Common Stock | holding | — | — | — | 1,410 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $85.45 | Feb 12, 2015 | M | 363 | D | Feb 14, 2012 | Feb 14, 2021 | Common | 363 | 0 | D |
| Employee Stock Options (Right to Buy)F2 | $71.03 | Feb 12, 2015 | M | 892 | D | — | Feb 20, 2022 | Common | 892 | 439 | D |
| Employee Stock Options (Right to Buy)F3 | $111.33 | Feb 12, 2015 | M | 547 | D | — | Feb 18, 2023 | Common | 547 | 1,060 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $213.51 to $213.54, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The option became exercisable in three substantially equal installments beginning on February 20, 2013.
- F3The option became exercisable in three substantially equal installments, beginning on February 18, 2014.