SEC Form 4 · accession 0001573725-18-000003

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EXECUTIVE VICE PRESIDENT

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 6:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 16, 2018	M	292	—	A	16,356	D
Common Stock	Feb 16, 2018	F	130	$172.70	D	16,226	D
Common Stock^F2	Feb 19, 2018	M	231	—	A	16,457	D
Common Stock	Feb 19, 2018	F	103	$172.70	D	16,354	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Feb 16, 2018	M	292	D	—	—	Common	292	0	D
Restricted Stock Units^F2	—	Feb 19, 2018	M	231	D	—	—	Common	231	0	D
Restricted Stock Units^F3	—	Feb 19, 2018	A	1,620	A	—	—	Common	1,620	1,620	D
Employee Stock Option (Right to Buy)^F4	$172.70	Feb 19, 2018	A	7,298	A	—	Feb 19, 2028	Common	7,298	7,298	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
F4Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.