SEC Form 4 · accession 0001573725-16-000010
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Esther F Berrozpe
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 798 | — | A | 6,021 | D | |
| Common Stock | Feb 18, 2016 | F | 364 | $140.48 | D | 5,657 | D | |
| Common StockF2 | Feb 18, 2016 | M | 838 | — | A | 6,495 | D | |
| Common Stock | Feb 18, 2016 | F | 382 | $140.48 | D | 6,113 | D | |
| Common StockF3 | Feb 18, 2016 | M | 235 | — | A | 6,348 | D | |
| Common Stock | Feb 18, 2016 | F | 107 | $140.48 | D | 6,241 | D | |
| Common StockF4 | Feb 18, 2016 | M | 247 | — | A | 6,488 | D | |
| Common Stock | Feb 18, 2016 | F | 112 | $140.48 | D | 6,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2016 | M | 798 | D | — | — | Common | 798 | 0 | D |
| Restricted Stock UnitsF2 | — | Feb 18, 2016 | M | 838 | D | — | — | Common | 838 | 0 | D |
| Restricted Stock UnitsF3 | — | Feb 18, 2016 | M | 235 | D | — | — | Common | 235 | 0 | D |
| Restricted Stock UnitsF4 | — | Feb 18, 2016 | M | 247 | D | — | — | Common | 247 | 0 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F4Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.