SEC Form 4 · accession 0001546645-15-000005

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VICE PRESIDENT AND CONTROLLER

Period of report

Feb 20, 2015

Accepted (ET)

Feb 24, 2015 · 9:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 20, 2015	A	1,335	—	A	2,027	D
Common Stock	Feb 20, 2015	F	420	$213.27	D	1,607	D
Common Stock^F2	Feb 20, 2015	M	258	—	A	1,865	D
Common Stock	Feb 20, 2015	F	81	$213.27	D	1,784	D
Common Stock	Feb 24, 2015	M	599	$111.33	A	2,383	D
Common Stock	Feb 24, 2015	M	554	$138.56	A	2,937	D
Common Stock^F3	Feb 24, 2015	S	1,153	$214.19	D	1,784	D
Common Stock^F3	Feb 24, 2015	S	1,330	$214.19	D	454	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2	—	Feb 20, 2015	M	258	D	—	—	Common	258	0	D
Employee Stock Option (Right to Buy)^F4	$111.33	Feb 24, 2015	M	599	D	—	Feb 18, 2023	Common	599	599	D
Employee Stock Option (Right to Buy)^F5	$138.56	Feb 24, 2015	M	554	D	—	Feb 17, 2024	Common	554	1,072	D

F1Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.93 to $214.44, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
F5The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.