SEC Form 4 · accession 0001545393-18-000003

· WHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EXECUTIVE VICE PRESIDENT

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 6:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000106640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 16, 2018	M	298	—	A	20,492	D
Common Stock^F2	Feb 19, 2018	M	236	—	A	20,728	D
Common Stock^F2	Feb 19, 2018	M	1,306	—	A	22,034	D
Common Stock^F3	holding	—	—		—	1,423	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Feb 16, 2018	M	298	D	—	—	Common	298	0	D
Restricted Stock Units^F2	—	Feb 19, 2018	M	236	D	—	—	Common	236	0	D
Restricted Stock Units^F2	—	Feb 19, 2018	M	1,306	D	—	—	Common	1,306	0	D
Restricted Stock Units^F4	—	Feb 19, 2018	A	1,226	A	—	—	Common	1,226	1,226	D
Employee Stock Option (Right to Buy)^F5	$172.70	Feb 19, 2018	A	5,523	A	—	Feb 19, 2028	Common	5,523	5,523	D

F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3As of 12/31/2017, the latest date for which information is reasonably available, there are 1,423.076 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F4Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
F5Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.