SEC Form 4 · accession 0001545393-17-000004
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao Carlos Brega
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 5,000 | — | A | 29,817 | D | |
| Common StockF2 | holding | — | — | — | 1,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 1, 2017 | M | 5,000 | D | — | — | Common | 5,000 | 0 | D |
Explanation of responses
- F1Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2As of 03/15/2017, the latest date for which information is reasonably available, there are 1,163.122 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.