SEC Form 4 · accession 0001545393-15-000005
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao Carlos Brega
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | M | 948 | — | A | 8,470 | D | |
| Common StockF2 | Feb 20, 2015 | A | 3,228 | — | A | 11,698 | D | |
| Common StockF3 | Feb 20, 2015 | A | 4,896 | — | A | 16,594 | D | |
| Common StockF4 | holding | — | — | — | 425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 20, 2015 | M | 948 | D | — | — | Common | 948 | 0 | D |
Explanation of responses
- F1Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F3Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F4As of 12/15/2014, the latest date for which information is reasonably available, there are 425.118 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.