SEC Form 4 · accession 0001545393-15-000002
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joao Carlos Brega
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 16, 2015 | A | 906 | A | — | — | Common | 906 | 906 | D |
| Employee Stock Option (Right to Buy)F2 | $213.23 | Feb 16, 2015 | A | 3,048 | A | — | Feb 16, 2025 | Common | 3,048 | 3,048 | D |
Explanation of responses
- F1Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/16/2016; one-third on 02/16/2017; and one-third on 02/16/2018.
- F2Options will vest and become exercisable as follows: one-third on 02/16/2016; one-third on 02/16/2017; and one-third on 02/16/2018.