SEC Form 4 · accession 0001224295-18-000002
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Fettig
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
Feb 19, 2018
Accepted (ET)
Feb 21, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2018 | M | 6,118 | — | A | 6,118 | D | |
| Common Stock | Feb 19, 2018 | F | 1,807 | $172.70 | D | 4,311 | D | |
| Common Stock | Feb 6, 2018 | G | 1,392 | $0.00 | D | 6,017 | I | By trust for reporting person and spouse |
| Common Stock | holding | — | — | — | 17,900 | I | By March 16, 2016 GRAT | |
| Common Stock | holding | — | — | — | 56,974 | I | By October 27, 2016 GRAT | |
| Common Stock | holding | — | — | — | 110,000 | I | By November 1, 2017 GRAT | |
| Common Stock | holding | — | — | — | 7,800 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 19, 2018 | M | 6,118 | D | — | — | Common | 6,118 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $172.70 | Feb 19, 2018 | A | 82,159 | A | — | Feb 19, 2028 | Common | 82,159 | 82,159 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.