SEC Form 4 · accession 0001224295-17-000002
WHIRLPOOL CORP /DE/ · WHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff M Fettig
Officer — CHAIRMAN AND CEO · Director
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000106640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2017 | M | 25,847 | — | A | 25,847 | D | |
| Common Stock | Feb 20, 2017 | F | 11,114 | $177.19 | D | 14,733 | D | |
| Common Stock | holding | — | — | — | 32,000 | I | By March 16, 2016 GRAT | |
| Common Stock | holding | — | — | — | 67,150 | I | By September 28, 2015 GRAT | |
| Common Stock | holding | — | — | — | 95,000 | I | By October 27, 2016 GRAT | |
| Common Stock | holding | — | — | — | 7,618 | I | 401(k) Stock Fund |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 20, 2017 | M | 25,847 | D | — | — | Common | 25,847 | 0 | D |
| Employee Stock Option (right to buy)F2 | $177.19 | Feb 20, 2017 | A | 121,008 | A | — | Feb 20, 2027 | Common | 121,008 | 121,008 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- F2Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.